Strategy and Planning
- To coordiate and support operational risk and compliance task and support treasury for monitoring limit control task under CPO
- To maintain strong business partnership with Technology, Operations and others to provide incremental value added services.
Business Performance and Management
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- To assist the units in BU to ensure adherence with internal / external policies, procedures and processes.
- To act as the liaison with RCO/ DCORO / ORM / Compliance in relation to all risk related matters.
- To coordinate within BU and ensure the regulatory gap analysis for the new and / or updated legal and regulatory requirements and take appropriate action plan to close the identified gaps.
- To support and help follow up on any legal and regulatory non-compliance issues escalated within BU for appropriate closure.
- To coordinate with Treasury Risk Control at Group Treasury & Markets -KL on the configuration of new transactions (New products) that occur for monitoring in the MLC system.
- To support adhoc request from Group Operations
- To perform as a back up supervisor tasks under TMO
Regulatory Compliance
- Ensure our process and duties comply to Local operating procedure manual, Prospectus, Local Law and Regulation
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